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The Self: From Soul to Brain
A New York Academy of Sciences Conference
by Tyler Volk and Amelia Amon
NEW YORK CITY -- What do we mean when we talk about the "self"? A recent
conference, sponsored by the Academy of Sciences here, brought together psychologists,
neurobiologists, cognitive scientists, cultural anthropologists and philosophers
to compare perspectives. Here is a report from the field:
Antonio Damasio, a neurologist at University of Iowa College of Medicine, believes
we're on the verge of major breakthroughs in our understanding of the neurobiological
basis of the consciousness. He connects the self to how the body is represented in
the brain. Our internal (and largely unconscious) sensing of the "internal milieu,"
which is relatively constant most of the time, provides the foundation for the cognitive
consistency required for an experience of "self." Thus, according to Damasio,
each complex thinking and feeling individual is rooted to such basics as blood chemistry
and the states of internal organs.
Patricia Churchland, neurophilosopher at the University of California at San Diego
(U.C.S.D.), sees the relationship between body and environment as key. The self is
very much tied to what she terms an internal emulator. This emulator uses a cognitive
image of the body in the environment to give us the ability to try out possible actions
in response to various situations. We use our emulators all the time -- when deciding
what to order in a restaurant to debating the outcome of U.S. military action. The
evolution of the emulator might have been the crucial leap that gave rise to human
consciousness.
Movement and making plans for action are the major functions of the brain and self,
according to Rudolfo Llinás, Chair of Neurobiology at New York University's
School of Medicine. He cites the case of a tiny marine creature called the tunicate,
which has a brain as a larva, because it must swim around to feed. But then comes
a surprising shift. When it finds a rock to settle down on for its adult life, to
be spent filtering water, it dissolves its brain, which is no longer needed. The
way Llinás sees it, the brain evolves in response to the need for movement.
And consciousness is the ultimate, adaptive, predictive tool for that.
In the views of Damasio, Churchland and Llinás, we find a common emphasis
on the body and on prediction. For the neuronal basis of the abstract thing we experience
as our own "self" (real as it seems to us in day-to-day life), these researchers
point to the practicalities of biological life. But how is it we seem to be more
than simply biology? How can our complex personalities of hopes, fears, dreams, and
so much more be generated by a mere physical organ, the brain?
Made of memories
For a start, Terrence Sejnowski, also at U.C.S.D. and a computational neurobiologist,
estimates the number of neurons in a brain as about 100 billion. Here is an exercise
to gain a sense of scale: If a person is a neuron, then the brain is about the size
of New York City. However, to get the number of neurons right, each of the 10 million
people in New York would have to be replaced by 10,000 others. And all of those many
neurons have several thousand communication connections with others. These networks
reach far and wide, like someone in lower Manhattan talking to someone all the way
across the city, in the brain's scale.
Such complexity seems, at least in principle, to be able to account for memory storage,
which requires huge numbers of patterns. Think of how many personal incidents we
recall, all examples of what the brain scientists call explicit memory. In addition,
think of the number of actions we can perform, which require what is termed implicit
memory, such as driving a car, using a computer, or speaking sentences in correct
grammar.
Many of the scientists at the conference emphasized the close relationship between
memory and the self. For example, many of us have had the frustrating and painful
experience of witnessing a loved one's self fade away as memory is gradually lost
in Alzheimer's disease. "Without memory, we could not be the same person from
day to day, week to week, and year to year," explained Joseph LeDoux, Professor
of Neural Science at New York University and organizer of the conference.
LeDoux's experiments have unraveled which parts of the brain are used for laying
down fearful memories. Brain circuits for such memories have been important for animals
during the course of evolution as a way to recall, for instance, places where close
encounters with predators took place, to avoid those dangerous sites in the future.
Imprint of culture
A number of scientists at the meeting emphasized culture as another major factor
in the formation of the self. We, as selves, are not isolated individuals, but part
of an elaborate cultural training process. To Naomi Quinn, cultural anthropologist
at Duke University, child-rearing is a central way peoples' selves are guided into
what becomes their adult psychological structures. She gave examples of how teasing
by adults can teach children lessons about how or how not to behave. Children become
channeled by many means of evaluation into forming stable brain patterns and thus
acceptable identities within cultural contexts.
Hazel Rose Marcus, Professor of Psychology at Stanford University, reported on an
experiment that provided evidence of the strength of cultural training. After answering
a bogus questionnaire at the San Francisco airport, Americans and Asian nationals
were given a "reward" for their time. When offered a free pen from a box
that contained several the same color plus one of a unique color, about 80 percent
of the Americans chose the unique pen, while only 40 percent of the Asians did. Other
experiments revealed the same pattern. Marcus explains this as indicative a contrast
between a culture that emphasizes individuality and another that encourages collectivity.
Where does free choice come into all this? Are our choices culturally determined
to a large extent? Are memory and context the sole arbitrators of how we use our
emulators?
Free will and art
The issue of will and choice becomes even more complex if we return to the research
that peers into the brain. Harvard University Professor of Psychology Daniel Wegner
reported on controversial and somewhat disturbing findings. A number of different
experiments in which brain activity was monitored while given a simple task have
revealed a time gap between the brain waves that produce an action and an individual's
experience of conscious intent. It's as if the unconscious parts of the brain act
first and we later become aware of the decision, for instance, to move our finger.
The most radical interpretation of these experiments is that our conscious will is
mostly an illusion, an after-the-fact explanation of our actions.
With some of the scientific findings questioning free will itself, how can we explain
art and creativity? One of the most exciting talks at the conference was given by
a neurobiologist at Columbia University. Eric Kandel tackled the topic of "radical
reductionism in science and art." He began with the issue that humanists sometimes
raise: Does figuring out the details of the brain end up trivializing the glories
of the mind? No, he said. Instead, understanding components helps us appreciate the
whole.
To support his case, Kandel turned to examples from artists such as Turner and Rothko.
Rothko, in particular, was noted for reducing visual reality to a few large but carefully
laid down zones of color on canvas. The minimalist approach leads the patient viewer
to explore fine-grained detail in the context of the whole, ultimately yielding an
experience that comes from one's own self rather than the canvas. Thus, reduction
to visual essentials brings forth imagination from the brain's own patterns. Art,
Kandel said, can teach us a great deal about the brain works.
As by now must be clear, the conference had no final answer. What is the self? Is
it the brain? Cultural context? Individual memory storage? An emulator run by the
brain for the sake of prediction? All these approaches have something to offer. The
presenters had no illusions about the tentativeness of their approaches.
Organizer LeDoux was at one point asked by a questioner from the audience, "If
the self is a representation, what is it a representation of?"
"More than nothing but less than everything," chuckled LeDoux, as we laughed
with him when confronted by that ultimate mystery.
For further reading:
-- Antonio Damasio. The Feeling of What Happens: Body and Emotion in the Making of
Consciousness. Paperback, Harvest Books, 2000.
-- Patricia Smith Churchland. Brain-Wise: Studies in Neurophilosophy. Paperback,
MIT Press, 2002.
-- Rodolfo R. Llinás. I of the Vortex: From Neurons to Self. Paperback, MIT
Press, 2002.
-- Steven R. Quartz and Terrence J. Sejnowski. Liars, Lovers, and Heroes: What the
New Brain Science Reveals About How We Become Who We Are. Hardcover, William Morrow
& Co, 2002.
-- Joseph LeDoux. The Synaptic Self: How Our Brains Become Who We Are. Hardcover,
Viking Press, 2002.
-- Claudia Strauss and Naomi Quinn. A Cognitive Theory of Cultural Meaning. Paperback,
Cambridge University, 1998.
-- Larry R. Squire and Eric R. Kandel. Memory: From Mind to Molecules. Paperback,
W. H. Freeman & Co., 2000.
Tyler Volk is a professor of biology at New York University. He is the author
of Metapatterns Across Space, Time, and Mind, Gaia's Body -- Toward a Physiology
of Earth and most recently, What is Death? A Scientist Looks at the Cycle of Life
(John Wiley & Sons, March 2002). E-mail
him at tyler.volk@nyu.edu.
Amelia Amon is a solar designer and founder of Alt.Technica, a New York design firm
dedicated to integrating aesthetics and energy. E-mail
her at amon@together.net.
Copyright © 2003 Tyler Volk & Amelia Amon |
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